CASS regulatory audits and CASS consultancy is Talis Karklins main expert area. In recent years Talis has carried out a number of CASS compliance consultancy projects and CASS reasonable assurance audits in respect of the Investment firms and asset managers, P2P lender and was also part of the S166 investigation team. Talis has helped with CASS advice pre and post FCA visits, helped to identify CASS compliance gaps in respect of CASS systems and controls, client money reconciliation design and processes, platform design, CASS governance and oversight, as well as supported the firms in CASS breach remediation and communication with the FCA.
Talis Karklins Limited is licensed by the Association of Chartered Certified Accountants (ACCA) and is run by Talis Karklins, Statutory Auditor with 18 years of experience within audit and consultancy industry.
Talis has had the opportunity to work for two of the UK top 10 accountancy practices - BDO LLP (London Audit Group, Financial Services Sector) and PKF (UK) LLP (London General Practice) and has obtained the best experience from market leaders in the accountancy UK mid-market tier. Talis is a former Partner ofPKF Latvia, and has provided services for clients across Europe, the U.S. and Russia.
Talis is fluent in English, Russian and Latvian.
We can help with CASS compliance
Why not have the initial consultancy meeting free of charge to discuss how Talis Karklins can support your firm?
CASS expert and consultant | Statutory and CASS regulatory auditor